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All postings · Hawaii

Securities Examiner IV - Downtown, Oahu

Commerce & Consumer Affairs · Island of Oahu · Hawaii

Role
Policy analyst
First seen
Apr 23, 2026
Closes
Not listed
Salary
$5,527 to $6,728 per month (SR-22, Step D to I)
Apply on the Hawaii portal

Applications go through the state’s official system — CivicWorks only tracks the posting.

Summary

The Securities Examiner IV independently reviews and examines applications for registration of securities offerings, broker-dealers, investment advisers, and related entities in the Department of Commerce and Consumer Affairs. The role conducts audits and examinations, makes final recommendations on complete applications, and assists supervisors on complex matters involving legal interpretation or financial concerns. This position is located on the Island of Oahu.

Key qualifications

  • Bachelor's degree from a regionally accredited four-year college or university with six semester credits in accounting and/or auditing
  • Two and one-half years of progressively responsible professional work experience in business analysis, business management, or analytical work demonstrating knowledge of securities laws and regulation
  • Ability to read, understand and apply complex written material including federal laws and State of Hawaii rules
  • Ability to review and evaluate securities and business records to determine compliance with legal requirements
  • Comprehensive knowledge of securities registration requirements, broker-dealer operations, investment adviser requirements, and sound investment principles

Summarized by CivicWorks from the state’s posting — check the official listing for full details.

Tracked by CivicWorks from Hawaii’s public career portal. Posting data refreshes daily; this page disappears when the posting closes.