Financial Control Analyst - 43005217
Business and Financial Operations · WEST PALM BEACH, FL, US, 33401 +13 more… · Florida
- Role
- Performance analyst
- Posted
- Sep 28, 2026
- Closes
- Not listed
- Salary
- Office of Financial Regulation
Apply on the Florida portal
Applications go through the state’s official system — CivicWorks only tracks the posting.
Summary
The Financial Control Analyst with the Office of Financial Regulation (OFR) in West Palm Beach conducts complex financial examinations and investigations of investment advisers, broker-dealers, and other financial service companies. The role requires analyzing regulatory compliance, preparing detailed reports, and maintaining knowledge of securities industry practices and applicable statutes. This position involves 25-50% travel and requires a background check and current driver's license.
Key qualifications
- Four or more years of professional examination, regulatory, or compliance work experience in securities, financial institutions, or financial services (or post-secondary degree as alternative)
- Three or more years of recent professional experience analyzing, investigating, examining, or auditing within securities, banking, insurance, or similar financial services industries
- Three or more years of professional experience in risk management, compliance, operations, or front office of investment adviser or broker dealer
- High-level knowledge of Excel, examination processes, financial industry practices, and applicable statutes and administrative rules
- Preferred: Bachelor's or master's degree in compliance, accounting, finance, economics, business, insurance, or risk management; or securities licenses and certifications (CFE, ACAMS, CPA)
Summarized by CivicWorks from the state’s posting — check the official listing for full details.
Tracked by CivicWorks from Florida’s public career portal. Posting data refreshes daily; this page disappears when the posting closes.