Securities Examiner I
State Securities Department · Little Rock, AR, US, 72202 · Arkansas
- Role
- Policy analyst
- Posted
- Oct 27, 2026
- Closes
- Not listed
- Salary
- $58,700 - $86,876
Apply on the Arkansas portal
Applications go through the state’s official system — CivicWorks only tracks the posting.
Summary
The Securities Examiner I assists in evaluating securities firms, broker-dealers, and investment advisers to ensure compliance with financial laws and regulations. This role supports senior examiners by analyzing financial transactions, assessing operational practices, and identifying potential risks while gaining hands-on experience in securities regulation. The position contributes to the transparency and stability of financial markets through examination support and regulatory compliance assessment.
Key qualifications
- Bachelor's degree in accounting, finance, economics, business administration, or related field
- General understanding of financial principles and the securities industry
- Strong analytical and problem-solving skills with attention to detail
- Effective written and verbal communication skills for reporting findings
- Preferred: 1-2 years experience in finance and proficiency with Microsoft Excel
Summarized by CivicWorks from the state’s posting — check the official listing for full details.
Tracked by CivicWorks from Arkansas’s public career portal. Posting data refreshes daily; this page disappears when the posting closes.